Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Hollyport Capital LLP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
JOHN NICHOLAS CARTERDirect owner · Schedule AInterest in HOLLYPORT CAPITAL LLP
25% to < 50%
EDWARD JAMES GAYDirect owner · Schedule AInterest in HOLLYPORT CAPITAL LLP
10% to < 25%
Steven Raymond NichollsDirect owner · Schedule AInterest in HOLLYPORT CAPITAL LLP
10% to < 25%
DCP VI (B) HAWK INVESTOR CAYMAN HOLDINGS LIMITEDDirect owner · Schedule AInterest in HOLLYPORT CAPITAL LLP
5% to < 10%
Mei Ying ChanDirect owner · Schedule AInterest in HOLLYPORT CAPITAL LLP
< 5%
BLUE OWL GP STAKES VI HAWK AGGREGATOR LPIndirect owner · Schedule BInterest in DCP VI (B) HAWK INVESTOR CAYMAN HOLDINGS LIMITED
75%+
BLUE OWL GP STAKES VI (B) LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES VI HAWK AGGREGATOR LP
75%+
BLUE OWL GP STAKES VI OFFSHORE INVESTORS LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES CAYMAN OFFSHORE VI LP
75%+
BLUE OWL CAPITAL CARRY LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES ASSOCIATES VI LP
75%+
BLUE OWL CAPITAL CARRY LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES GP HOLDINGS LLC
75%+
BLUE OWL CAPITAL HOLDINGS LPIndirect owner · Schedule BInterest in BLUE OWL CAPITAL CARRY LP
75%+
BLUE OWL CAPITAL GP HOLDINGS LLCIndirect owner · Schedule BInterest in BLUE OWL CAPITAL GP LLC
75%+
BLUE OWL CAPITAL INC.Indirect owner · Schedule BInterest in BLUE OWL CAPITAL GP HOLDINGS LLC
75%+
BLUE OWL GP STAKES CAYMAN OFFSHORE VI LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES VI (B) LP
50% to < 75%
BLUE OWL GP STAKES VI US INVESTORS LPIndirect owner · Schedule BInterest in BLUE OWL GP STAKES VI (B) LP
25% to < 50%
BLUE OWL CAPITAL GP LLCIndirect owner · Schedule BInterest in BLUE OWL CAPITAL HOLDINGS LP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Hollyport Capital LLP.
Reported ownership and control details
Form ADV · Filing date 2026-09-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JOHN NICHOLAS CARTERCEO, PARTNER AND DESIGNATED MEMBERIndividual | HOLLYPORT CAPITAL LLP | 25% to less than 50%Code C | Yes | CEO, PARTNER AND DESIGNATED MEMBER04/2006 | Schedule APDF page 81 |
| 2 | EDWARD JAMES GAYPARTNER, HEAD OF STRATEGY AND DESIGNATED MEMBERIndividual | HOLLYPORT CAPITAL LLP | 10% to less than 25%Code B | Yes | PARTNER, HEAD OF STRATEGY AND DESIGNATED MEMBER04/2013 | Schedule APDF page 81 |
| 3 | Steven Raymond NichollsPARTNER AND HEAD OF ASSET MANAGEMENTIndividual | HOLLYPORT CAPITAL LLP | 10% to less than 25%Code B | Yes | PARTNER AND HEAD OF ASSET MANAGEMENT03/2014 | Schedule APDF page 81 |
| 4 | Mei Ying ChanCCO, COO, HEAD OF FINANCE AND PARTNERIndividual | HOLLYPORT CAPITAL LLP | Less than 5%Code NA | Yes | CCO, COO, HEAD OF FINANCE AND PARTNER12/2019 | Schedule APDF page 81 |
| 5 | DCP VI (B) HAWK INVESTOR CAYMAN HOLDINGS LIMITEDMEMBERForeign entity | HOLLYPORT CAPITAL LLP | 5% to less than 10%Code A | No | MEMBER08/2026 | Schedule APDF page 81 |
| 6 | BLUE OWL GP STAKES VI HAWK AGGREGATOR LPLIMITED PARTNERDomestic entity | DCP VI (B) HAWK INVESTOR CAYMAN HOLDINGS LIMITED | 75% or moreCode E | Yes | LIMITED PARTNER07/2026 | Schedule BPDF page 82 |
| 7 | BLUE OWL GP STAKES GP HOLDINGS LLCGENERAL PARTNERDomestic entity | DCP VI (B) HAWK INVESTOR CAYMAN HOLDINGS LIMITED | Percentage not specifiedCode F | Yes | GENERAL PARTNER07/2026 | Schedule BPDF page 82 |
| 8 | BLUE OWL GP STAKES VI (B) LPLIMITED PARTNERDomestic entity | BLUE OWL GP STAKES VI HAWK AGGREGATOR LP | 75% or moreCode E | Yes | LIMITED PARTNER06/2026 | Schedule BPDF page 82 |
| 9 | BLUE OWL GP STAKES GP HOLDINGS LLCGENERAL PARTNERDomestic entity | BLUE OWL GP STAKES VI HAWK AGGREGATOR LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER06/2026 | Schedule BPDF page 82 |
| 10 | BLUE OWL GP STAKES VI US INVESTORS LPLIMITED PARTNERDomestic entity | BLUE OWL GP STAKES VI (B) LP | 25% to less than 50%Code C | Yes | LIMITED PARTNER08/2023 | Schedule BPDF page 82 |
| 11 | BLUE OWL GP STAKES CAYMAN OFFSHORE VI LPLIMITED PARTNERForeign entity | BLUE OWL GP STAKES VI (B) LP | 50% to less than 75%Code D | Yes | LIMITED PARTNER08/2023 | Schedule BPDF page 82 |
| 12 | BLUE OWL GP STAKES ASSOCIATES VI LPGENERAL PARTNERForeign entity | BLUE OWL GP STAKES VI (B) LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2023 | Schedule BPDF page 82 |
| 13 | BLUE OWL GP STAKES VI OFFSHORE INVESTORS LPLIMITED PARTNERForeign entity | BLUE OWL GP STAKES CAYMAN OFFSHORE VI LP | 75% or moreCode E | Yes | LIMITED PARTNER08/2023 | Schedule BPDF page 82 |
| 14 | BLUE OWL GP STAKES ASSOCIATES VI LPGENERAL PARTNERForeign entity | BLUE OWL GP STAKES CAYMAN OFFSHORE VI LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2023 | Schedule BPDF page 82 |
| 15 | BLUE OWL GP STAKES ASSOCIATES VI LPGENERAL PARTNERForeign entity | BLUE OWL GP STAKES VI US INVESTORS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2023 | Schedule BPDF page 82 |
| 16 | BLUE OWL GP STAKES ASSOCIATES VI LPGENERAL PARTNERForeign entity | BLUE OWL GP STAKES VI OFFSHORE INVESTORS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2023 | Schedule BPDF page 82 |
| 17 | BLUE OWL GP STAKES GP HOLDINGS LLCGENERAL PARTNERDomestic entity | BLUE OWL GP STAKES ASSOCIATES VI LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER02/2015 | Schedule BPDF page 82 |
| 18 | BLUE OWL CAPITAL CARRY LPLIMITED PARTNERDomestic entity | BLUE OWL GP STAKES ASSOCIATES VI LP | 75% or moreCode E | Yes | LIMITED PARTNER08/2023 | Schedule BPDF page 82 |
| 19 | BLUE OWL CAPITAL CARRY LPMEMBERDomestic entity | BLUE OWL GP STAKES GP HOLDINGS LLC | 75% or moreCode E | Yes | MEMBER05/2021 | Schedule BPDF page 82 |
| 20 | BLUE OWL CAPITAL GP LLCGENERAL PARTNERDomestic entity | BLUE OWL CAPITAL CARRY LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER05/2021 | Schedule BPDF page 82 |
| 21 | BLUE OWL CAPITAL HOLDINGS LPLIMITED PARTNERDomestic entity | BLUE OWL CAPITAL CARRY LP | 75% or moreCode E | Yes | LIMITED PARTNER04/2025 | Schedule BPDF page 82 |
| 22 | BLUE OWL CAPITAL GP LLCGENERAL PARTNERDomestic entity | BLUE OWL CAPITAL HOLDINGS LP | 25% to less than 50%Code C | Yes | GENERAL PARTNER04/2025 | Schedule BPDF page 82 |
| 23 | BLUE OWL CAPITAL GP HOLDINGS LLCMANAGING MEMBERDomestic entity | BLUE OWL CAPITAL GP LLC | 75% or moreCode E | Yes | MANAGING MEMBER11/2021 | Schedule BPDF page 82 |
| 24 | BLUE OWL CAPITAL INC.MANAGING MEMBERDomestic entity | BLUE OWL CAPITAL GP HOLDINGS LLC | 75% or moreCode E | Yes | MANAGING MEMBER11/2021 | Schedule BPDF page 82 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 6/29/2026 11:49:35 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.