CARLINVILLE, ILCRD 289051Latest ADV January 20, 2026
Wall Street Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Carlinville, IL. Its latest Form ADV filing, dated January 20, 2026, reports $188M in regulatory assets under management, 3 employees, 2 offices, and 1,208 accounts.
Top client segmentIndividuals represent 89.2% of total clients.
Top client categories% of clientsClients
1
Individuals
89.2%
379
2
HNWI
10.8%
46
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$188Mas of January 20, 2026
Discretionary100.0%
$188M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$188M
Total Accounts1,208
10Y AUM Change+$72M (+62.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee142:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.