Spectra Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Stuart, FL. Its latest Form ADV filing, dated March 23, 2026, reports $307M in regulatory assets under management, 3 employees, 1 office, and 133 accounts.
Assets Under Management
$307M
Employees
3
Offices
1 office
Total Clients
49
Primary office
STUART, FL
401 SE OSCEOLA STREET, SUITE 202, STUART, FL, United States
Top client segmentHNWI represent 59.2% of total clients.
Top client categories% of clientsClients
1
HNWI
59.2%
29
2
Corporations
18.4%
9
3
Individuals
12.2%
6
4
Charitable
8.2%
4
5
Pension Plans
2.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$307Mas of March 23, 2026
Discretionary94.8%
$291M
95% of total RAUM94.8%
Non-discretionary5.2%
$16M
5% of total RAUM5.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$307M
Total Accounts133
10Y AUM Change+$307M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee16:1
10Y Employee Change+2 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.