The Professional Financial Company LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Orem, UT. Its latest Form ADV filing, dated March 24, 2026, reports $246M in regulatory assets under management, 7 employees, and 575 accounts.
Top client segmentIndividuals represent 64.6% of total clients.
Top client categories% of clientsClients
1
Individuals
64.6%
184
2
HNWI
24.9%
71
3
Irrevocable Trusts/Estates
7.7%
22
4
Charitable
2.5%
7
5
Corporations
0.4%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$246Mas of March 24, 2026
Discretionary100.0%
$246M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$246M
Total Accounts575
10Y AUM Change+$145M (+143.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee41:1
10Y Employee Change+5 (+250.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.