Penobscot Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Portland, ME. Its latest Form ADV filing, dated April 27, 2026, reports $545M in regulatory assets under management, 12 employees, 1 office, and 1,811 accounts.
Assets Under Management
$545M
Employees
12
Offices
1 office
Total Clients
562
Primary office
PORTLAND, ME
ONE MONUMENT SQUARE, SUITE 501, PORTLAND, ME, United States
Top client segmentIndividuals represent 65.7% of total clients.
Top client categories% of clientsClients
1
Individuals
65.7%
369
2
HNWI
34.3%
193
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$545Mas of April 27, 2026
Discretionary99.9%
$544M
100% of total RAUM99.9%
Non-discretionary0.1%
$507K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$545M
Total Accounts1,811
10Y AUM Change+$545M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee47:1
10Y Employee Change+6 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.