Round Rock Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Wilton, CT. Its latest Form ADV filing, dated March 30, 2026, reports $907M in regulatory assets under management, 22 employees, 1 office, and 1,935 accounts.
Assets Under Management
$907M
Employees
22
Offices
1 office
Total Clients
647
Primary office
WILTON, CT
187 DANBURY ROAD, SUITE 201, WILTON, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 64.9% of total clients.
Top client categories% of clientsClients
1
Individuals
64.9%
420
2
HNWI
31.2%
202
3
Irrevocable Trusts/Estates
1.7%
11
4
Corporations
1.2%
8
5
Charitable
0.8%
5
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$907Mas of March 30, 2026
Discretionary100.0%
$907M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$907M
Total Accounts1,935
10Y AUM Change+$907M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees22
Clients per Employee29:1
10Y Employee Change+21 (+2100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.