Firm profile

WMG FINANCIAL ADVISORS, LLC

KNOXVILLE, TNCRD 285824Latest ADV March 25, 2026

Wmg Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Knoxville, TN. Its latest Form ADV filing, dated March 25, 2026, reports $694M in regulatory assets under management, 18 employees, and 1,654 accounts.

Assets Under Management
$694M
Employees
18
Offices
--
Total Clients
1,655
Primary office
KNOXVILLE, TN
620 MABRY HOOD ROAD, SUITE 101, KNOXVILLE, TN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOD W. Bergner
CCOElizabeth C. Dewan

Advisory services offered

7 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 89.7% of total clients.
Top client categories% of clientsClients
1
Individuals
89.7%
1,485
2
HNWI
6.3%
104
3
Pension Plans
3.7%
61
4
Pooled Investment Vehicles
0.2%
3
5
Charitable
0.1%
2
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$694Mas of March 25, 2026
Discretionary70.3%
$488M
70% of total RAUM70.3%
Non-discretionary29.7%
$206M
30% of total RAUM29.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$694M
Total Accounts1,654
10Y AUM Change+$575M (+481.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees18
Clients per Employee92:1
10Y Employee Change+3 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.