Firm profile

XML FINANCIAL GROUP

BETHESDA, MDCRD 284987Latest ADV March 27, 2026

Xml Financial Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Bethesda, MD. Its latest Form ADV filing, dated March 27, 2026, reports $3.3B in regulatory assets under management, 54 employees, 25 offices, and 5,987 accounts.

Assets Under Management
$3.3B
Employees
54
Offices
25 offices
Total Clients
2,944
Primary office
BETHESDA, MD
6901 ROCKLEDGE DRIVE, SUITE 730, BETHESDA, MD, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOBrett S. Bernstein
CCOJennifer L. Szaro
COOTodd Kullen

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 69.9% of total clients.
Top client categories% of clientsClients
1
Individuals
69.9%
2,057
2
HNWI
28.3%
833
3
Pension Plans
0.7%
22
4
Corporations
0.6%
19
5
Charitable
0.4%
13

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.3Bas of March 27, 2026
Discretionary75.4%
$2.5B
75% of total RAUM75.4%
Non-discretionary24.6%
$811M
25% of total RAUM24.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.3B
Total Accounts5,987
10Y AUM Change+$2.9B (+665.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees54
Clients per Employee55:1
10Y Employee Change+37 (+217.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.