TORONTO, ONTARIOCRD 284803Latest ADV April 14, 2026
Neuberger Berman Canada Ulc is an SEC registered investment adviser organized as a corporation with a primary office location in Toronto, Ontario. Its latest Form ADV filing, dated April 14, 2026, reports $12.4B in regulatory assets under management, 27 employees, and 3,365 accounts.
Assets Under Management
$12.4B
Employees
27
Offices
--
Total Clients
3,366
Primary office
TORONTO, ONTARIO
181 BAY STREET, SUITE 815, TORONTO, ONTARIO, Canada
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 59.2% of total clients.
Top client categories% of clientsClients
1
Individuals
59.2%
1,993
2
HNWI
26.7%
899
3
Corporations
11.6%
392
4
Charitable
0.8%
28
5
Pooled Investment Vehicles
0.8%
26
Categories with <5 clients
Insurance companies<5 clients
Sovereign wealth funds and foreign official institutions<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$12.4Bas of April 14, 2026
Discretionary100.0%
$12.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$12.4B
Total Accounts3,365
10Y AUM Change+$10.8B (+655.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees27
Clients per Employee125:1
10Y Employee Change+16 (+145.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.