Firm profile

Safe Harbor Wealth Advisors, LLC

DUBLIN, OHCRD 284613Registration Status: ApprovedEffective since April 9, 2024SEC # 801-129860Latest ADV April 10, 2026

Safe Harbor Wealth Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dublin, OH. Its latest Form ADV filing, dated April 10, 2026, reports $167M in regulatory assets under management, 3 employees, 2 offices, and 1,085 accounts.

Assets Under Management
$167M
Employees
3
Offices
2 offices
Total Clients
465

Associated firm names

1 name listed
  • SAFE HARBOR WEALTH ADVISORS, LLC

Leadership

2 roles identified
CEOCory J. Sickles
CCOHolly Veeck

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

3 types reported
Asset based fees
Fixed fees
Other fee arrangements

Offices & Contact

Primary office

DUBLIN, Ohio, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Ohio

DUBLINPrimary office · COLUMBUS

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$167Mas of April 10, 2026
Discretionary96.3%
$161M
96% of total RAUM96.3%
Non-discretionary3.7%
$6M
4% of total RAUM3.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 92.0% of total clients.
Top client categories% of clientsClients
1
Individuals
92.0%
428
2
HNWI
8.0%
37

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$167M
Total Accounts1,085
10Y AUM Change+$66M (+64.6%)

Private Funds

Private funds reported by Safe Harbor Wealth Advisors, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee155:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
SAFE HARBOR INTERMEDIATE, LLCDirect owner · Schedule AInterest in SAFE HARBOR WEALTH ADVISORS, LLC
75%+
CORY JOSEPH SICKLESIndirect owner · Schedule BInterest in SAFE HARBOR HOLDCO 1, INC.
75%+
CORY JOSEPH SICKLESIndirect owner · Schedule BInterest in SAVE HARBOR HOLDCO 2, INC.
75%+
MERAKI PRIVATE EQUITY, LLCIndirect owner · Schedule BInterest in MERAKI PARTNER HOLDINGS, LLC
75%+
MERAKI INTERMEDIATE HOLDINGS, LLCIndirect owner · Schedule BInterest in MERAKI PRIVATE EQUITY, LLC
75%+
MERAKI HOLDING, LLCIndirect owner · Schedule BInterest in MERAKI INTERMEDIATE HOLDINGS, LLC
75%+
THE LUCIUS FAMILY REVOCABLE TRUSTIndirect owner · Schedule BInterest in MERAKI HOLDING, LLC
75%+
SAFE HARBOR HOLDCO 1, INC.Indirect owner · Schedule BInterest in SAFE HARBOR INTERMEDIATE, LLC
25% to < 50%
SAVE HARBOR HOLDCO 2, INC.Indirect owner · Schedule BInterest in SAFE HARBOR INTERMEDIATE, LLC
25% to < 50%
MERAKI PARTNER HOLDINGS, LLCIndirect owner · Schedule BInterest in SAFE HARBOR INTERMEDIATE, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Safe Harbor Wealth Advisors, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-04-10 · Schedules A and B

12 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1CORY JOSEPH SICKLESCEOIndividualSAFE HARBOR WEALTH ADVISORS, LLCLess than 5%Code NAYesCEO07/2016Schedule APDF page 22
2HOLLY VEECKCHIEF COMPLIANCE OFFICERIndividualSAFE HARBOR WEALTH ADVISORS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER01/2017Schedule APDF page 22
3SAFE HARBOR INTERMEDIATE, LLCMEMBERDomestic entitySAFE HARBOR WEALTH ADVISORS, LLC75% or moreCode EYesMEMBER10/2025Schedule APDF page 22
4SAFE HARBOR HOLDCO 1, INC.MEMBERDomestic entitySAFE HARBOR INTERMEDIATE, LLC25% to less than 50%Code CYesMEMBER10/2025Schedule BPDF page 22
5SAVE HARBOR HOLDCO 2, INC.MEMBERDomestic entitySAFE HARBOR INTERMEDIATE, LLC25% to less than 50%Code CYesMEMBER10/2025Schedule BPDF page 22
6CORY JOSEPH SICKLESPRESIDENTIndividualSAFE HARBOR HOLDCO 1, INC.75% or moreCode EYesPRESIDENT10/2025Schedule BPDF page 22
7CORY JOSEPH SICKLESPRESIDENTIndividualSAVE HARBOR HOLDCO 2, INC.75% or moreCode EYesPRESIDENT10/2025Schedule BPDF page 22
8MERAKI PARTNER HOLDINGS, LLCMEMBERDomestic entitySAFE HARBOR INTERMEDIATE, LLC25% to less than 50%Code CYesMEMBER10/2025Schedule BPDF page 22
9MERAKI PRIVATE EQUITY, LLCMEMBERDomestic entityMERAKI PARTNER HOLDINGS, LLC75% or moreCode EYesMEMBER10/2025Schedule BPDF page 22
10MERAKI INTERMEDIATE HOLDINGS, LLCMEMBERDomestic entityMERAKI PRIVATE EQUITY, LLC75% or moreCode EYesMEMBER10/2025Schedule BPDF page 22
11MERAKI HOLDING, LLCMEMBERDomestic entityMERAKI INTERMEDIATE HOLDINGS, LLC75% or moreCode EYesMEMBER10/2025Schedule BPDF page 22
12THE LUCIUS FAMILY REVOCABLE TRUSTMEMBERDomestic entityMERAKI HOLDING, LLC75% or moreCode EYesMEMBER10/2025Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 4/10/2026 9:06:22 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.