SAN LUIS OBISPO, CACRD 283714Latest ADV February 13, 2026
Nwm Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Luis Obispo, CA. Its latest Form ADV filing, dated February 13, 2026, reports $329M in regulatory assets under management, 2 employees, and 501 accounts.
Assets Under Management
$329M
Employees
2
Offices
--
Total Clients
191
Primary office
SAN LUIS OBISPO, CA
735 TANK FARM ROAD, SUITE 250, SAN LUIS OBISPO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 64.9% of total clients.
Top client categories% of clientsClients
1
HNWI
64.9%
124
2
Individuals
24.6%
47
3
Pension Plans
10.5%
20
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$329Mas of February 13, 2026
Discretionary96.4%
$317M
96% of total RAUM96.4%
Non-discretionary3.6%
$12M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$329M
Total Accounts501
10Y AUM Change+$199M (+152.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee96:1
10Y Employee Change-2 (-50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.