Firm profile

Pemberton Capital Advisors LLP

LONDON, United KingdomCRD 282621Registration Status: ApprovedEffective since May 3, 2016SEC # 801-107757Latest ADV March 26, 2026

Pemberton Capital Advisors Llp is an SEC registered investment adviser organized as a limited liability partnership with a primary office location in London, United Kingdom. Its latest Form ADV filing, dated March 26, 2026, reports $25.1B in regulatory assets under management, 146 employees, 2 offices, and 83 accounts.

Assets Under Management
$25.1B
Employees
146
Offices
2 offices
Total Clients
83

Associated firm names

2 names listed
  • PEMBERTON CAPITAL ADVISORS LLP
  • PEMBERTON CAPITAL ADVISORS LLP (DIFC BRANCH)

Leadership

3 roles identified
CCOPhilip W. Best
CFORobin J. Bailey
COOMark J. Hickey

Advisory services offered

2 types reported
Other advisory services
Portfolio management for pooled investment vehicles

Fee models offered

1 types reported
Other fee arrangements

Offices & Contact

Primary office

LONDON, United Kingdom

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

United Kingdom

LONDONPrimary office

United Arab Emirates

DUBAI

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$25.1Bas of March 26, 2026
Discretionary3.6%
$890M
4% of total RAUM3.6%
Non-discretionary96.4%
$24.2B
96% of total RAUM96.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
83

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$25.1B
Total Accounts83
10Y AUM Change+$23.7B (+1703.6%)

Private Funds

Private funds reported by Pemberton Capital Advisors LLP

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees146
Clients per Employee1:1
10Y Employee Change+112 (+329.4%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
LEGAL & GENERAL CAPITAL INVESTMENTS LTDDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
25% to < 50%
SYMON RODERICK DRAKE-BROCKMANDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
25% to < 50%
PEMBERTON ASSET MANAGEMENT SERVICES UK LIMITEDDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
5% to < 10%
MARK JONATHAN HICKEYDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
THOMAS STEFAN DUETOFTDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
BEN WARREN GULLIVERDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
ROBIN EDWARD CHALLISDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
NICOLE JAYNE GATESDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
ERIC MATTHEW CAPPDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
ANTOINE OLIVER JOSSERANDDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
PAUL NMN ALDRICHDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
THOMAS ANTHONY DOYLEDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
ROBIN JOHN BAILEYDirect owner · Schedule AInterest in PEMBERTON CAPITAL ADVISORS LLP
< 5%
PEMBERTON ASSET MANAGEMENT HOLDINGS LIMITEDIndirect owner · Schedule BInterest in PEMBERTON ASSET MANAGEMENT SERVICES UK LIMITED
75%+
LEGAL & GENERAL GROUP PLCIndirect owner · Schedule BInterest in LEGAL & GENERAL CAPITAL INVESTMENTS LTD
75%+
SYMON RODERICK DRAKE-BROCKMANIndirect owner · Schedule BInterest in PEMBERTON ASSET MANAGEMENT HOLDINGS LIMITED
25% to < 50%
LEGAL & GENERAL CAPITAL INVESTMENTS LTDIndirect owner · Schedule BInterest in PEMBERTON ASSET MANAGEMENT HOLDINGS LIMITED
25% to < 50%
PEMBERTON TRUSTIndirect owner · Schedule BInterest in SDB HOLDINGS LIMITED
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Pemberton Capital Advisors LLP.

Reported ownership and control details

Form ADV · Filing date 2026-03-26 · Schedules A and B

21 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1LEGAL & GENERAL CAPITAL INVESTMENTS LTDSHAREHOLDERForeign entityPEMBERTON CAPITAL ADVISORS LLP25% to less than 50%Code CYesSHAREHOLDER08/2014Schedule APDF page 66
2PEMBERTON ASSET MANAGEMENT SERVICES UK LIMITEDSHAREHOLDERForeign entityPEMBERTON CAPITAL ADVISORS LLP5% to less than 10%Code ANoSHAREHOLDER01/2012Schedule APDF page 66
3KEITH NMN JONESOFFICERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesOFFICER10/2013Schedule APDF page 66
4MARK JONATHAN HICKEYPARTNER, COOIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER, COO08/2023Schedule APDF page 66
5SYMON RODERICK DRAKE-BROCKMANSHAREHOLDERIndividualPEMBERTON CAPITAL ADVISORS LLP25% to less than 50%Code CYesSHAREHOLDER11/2010Schedule APDF page 66
6THOMAS STEFAN DUETOFTPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER09/2014Schedule APDF page 66
7BEN WARREN GULLIVERPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER09/2016Schedule APDF page 66
8ROBIN EDWARD CHALLISPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER12/2016Schedule APDF page 66
9NICOLE JAYNE GATESLLP MEMBERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesLLP MEMBER10/2016Schedule APDF page 66
10ERIC MATTHEW CAPPPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER05/2017Schedule APDF page 66
11ANTOINE OLIVER JOSSERANDPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER07/2018Schedule APDF page 66
12PAUL NMN ALDRICHPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER06/2020Schedule APDF page 66
13THOMAS ANTHONY DOYLEPARTNERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER01/2022Schedule APDF page 66
14PHILIP WILLIAM BESTCHIEF COMPLIANCE OFFICERIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER09/2024Schedule APDF page 66
15ROBIN JOHN BAILEYPARTNER, CFOIndividualPEMBERTON CAPITAL ADVISORS LLPLess than 5%Code NAYesPARTNER, CFO10/2025Schedule APDF page 66
16SYMON RODERICK DRAKE-BROCKMANPARTNERIndividualPEMBERTON ASSET MANAGEMENT HOLDINGS LIMITED25% to less than 50%Code CYesPARTNER11/2010Schedule BPDF page 67
17LEGAL & GENERAL CAPITAL INVESTMENTS LTDSHAREHOLDERForeign entityPEMBERTON ASSET MANAGEMENT HOLDINGS LIMITED25% to less than 50%Code CNoSHAREHOLDER02/2015Schedule BPDF page 67
18PEMBERTON TRUSTSHAREHOLDERForeign entitySDB HOLDINGS LIMITED25% to less than 50%Code CNoSHAREHOLDER04/2025Schedule BPDF page 67
19PEMBERTON ASSET MANAGEMENT HOLDINGS LIMITEDSHAREHOLDERForeign entityPEMBERTON ASSET MANAGEMENT SERVICES UK LIMITED75% or moreCode ENoSHAREHOLDER11/2010Schedule BPDF page 67
20LEGAL & GENERAL GROUP PLCSHAREHOLDERForeign entityLEGAL & GENERAL CAPITAL INVESTMENTS LTD75% or moreCode EYesSHAREHOLDER02/2015Schedule BPDF page 67
21SDB HOLDINGS LIMITEDSHAREHOLDERForeign entityPEMBERTON ASSET MANAGEMENT HOLDINGS LIMITEDPercentage not specifiedCode FNoSHAREHOLDER04/2025Schedule BPDF page 67

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/26/2026 7:07:26 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.