WEST DES MOINES, IACRD 282369Latest ADV March 2, 2026
Ballast Capital Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in West Des Moines, IA. Its latest Form ADV filing, dated March 2, 2026, reports $329M in regulatory assets under management, 7 employees, and 147 accounts.
Assets Under Management
$329M
Employees
7
Offices
--
Total Clients
42
Primary office
WEST DES MOINES, IA
1200 OFFICE PLAZA DRIVE, WEST DES MOINES, IA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 100.0% of total clients.
Top client categories% of clientsClients
1
HNWI
100.0%
42
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$329Mas of March 2, 2026
Discretionary100.0%
$329M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$329M
Total Accounts147
10Y AUM Change+$108M (+49.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee6:1
10Y Employee Change+2 (+40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.