Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by 3edge Asset Management, LP
Loading private fund disclosures…
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
STEPHEN JOSEPH CUCCHIARODirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
25% to < 50%
ROBERT EDWIN PHILLIPSDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
10% to < 25%
DEFRED G FOLTS IIIDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
10% to < 25%
MONICA (NMN) CHANDRADirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
10% to < 25%
PAUL JOSEPH CUCCHIARODirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
KRISTI MARJAANA MCDERMOTTDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
PAUL JOSEPH CUCCHIARODirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
ERIC LAWRENCE BIEGELEISENDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMESDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIARODirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
KATHERINE ENGLISH GALLOWAYDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
KATHERINE ENGLISH GALLOWAYDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
5% to < 10%
3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLCDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
< 5%
JONATHAN BROOK CRESSYDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
< 5%
ASHLEY ELIZABETH KOEDDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
< 5%
LAWRENCE LAURENT JULESDirect owner · Schedule AInterest in 3EDGE ASSET MANAGEMENT, LP
< 5%
STEPHEN JOSEPH CUCCHIAROIndirect owner · Schedule BInterest in 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLC
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to 3edge Asset Management, LP.
Reported ownership and control details
Form ADV · Filing date 2026-04-07 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLCGENERAL PARTNERDomestic entity | 3EDGE ASSET MANAGEMENT, LP | Less than 5%Code NA | Yes | GENERAL PARTNER10/2015 | Schedule APDF page 23 |
| 2 | STEPHEN JOSEPH CUCCHIAROCHIEF EXECUTIVE OFFICER / LIMITED PARTNERIndividual | 3EDGE ASSET MANAGEMENT, LP | 25% to less than 50%Code C | Yes | CHIEF EXECUTIVE OFFICER / LIMITED PARTNER11/2015 | Schedule APDF page 24 |
| 3 | ROBERT EDWIN PHILLIPSCHIEF TECHNICAL OFFICER / LIMITED PARTNERIndividual | 3EDGE ASSET MANAGEMENT, LP | 10% to less than 25%Code B | Yes | CHIEF TECHNICAL OFFICER / LIMITED PARTNER11/2015 | Schedule APDF page 24 |
| 4 | DEFRED G FOLTS IIILIMITED PARTNER / CHIEF INVESTMENT STRATEGISTIndividual | 3EDGE ASSET MANAGEMENT, LP | 10% to less than 25%Code B | Yes | LIMITED PARTNER / CHIEF INVESTMENT STRATEGIST11/2015 | Schedule APDF page 24 |
| 5 | PAUL JOSEPH CUCCHIAROTRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMESIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | TRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMES02/2016 | Schedule APDF page 24 |
| 6 | KRISTI MARJAANA MCDERMOTTCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / LIMITED PARTNERIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | Yes | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / LIMITED PARTNER11/2015 | Schedule APDF page 24 |
| 7 | MONICA (NMN) CHANDRAPRESIDENT/LIMITED PARTNERIndividual | 3EDGE ASSET MANAGEMENT, LP | 10% to less than 25%Code B | Yes | PRESIDENT/LIMITED PARTNER01/2017 | Schedule APDF page 24 |
| 8 | PAUL JOSEPH CUCCHIAROTRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIAROIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | TRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIARO02/2016 | Schedule APDF page 24 |
| 9 | ERIC LAWRENCE BIEGELEISENLIMITED PARTNER / DEPUTY CHIEF INVESTMENT OFFICERIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | Yes | LIMITED PARTNER / DEPUTY CHIEF INVESTMENT OFFICER01/2022 | Schedule APDF page 24 |
| 10 | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMESLIMITED PARTNERDomestic entity | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | LIMITED PARTNER11/2015 | Schedule APDF page 24 |
| 11 | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIAROLIMITED PARTNERDomestic entity | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | LIMITED PARTNER11/2015 | Schedule APDF page 24 |
| 12 | JONATHAN BROOK CRESSYLIMITED PARTNERIndividual | 3EDGE ASSET MANAGEMENT, LP | Less than 5%Code NA | Yes | LIMITED PARTNER01/2024 | Schedule APDF page 24 |
| 13 | KATHERINE ENGLISH GALLOWAYTRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMESIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | TRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMES05/2024 | Schedule APDF page 24 |
| 14 | KATHERINE ENGLISH GALLOWAYTRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIAROIndividual | 3EDGE ASSET MANAGEMENT, LP | 5% to less than 10%Code A | No | TRUSTEE, STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIARO05/2024 | Schedule APDF page 24 |
| 15 | ASHLEY ELIZABETH KOEDLIMITED PARTNER, HEAD OF OPERATIONS & CLIENT SERVICEIndividual | 3EDGE ASSET MANAGEMENT, LP | Less than 5%Code NA | Yes | LIMITED PARTNER, HEAD OF OPERATIONS & CLIENT SERVICE01/2026 | Schedule APDF page 24 |
| 16 | LAWRENCE LAURENT JULESLIMITED PARTNER, HEAD TRADERIndividual | 3EDGE ASSET MANAGEMENT, LP | Less than 5%Code NA | Yes | LIMITED PARTNER, HEAD TRADER01/2026 | Schedule APDF page 24 |
| 17 | ROBERT EDWIN PHILLIPSOFFICERIndividual | 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLC | Percentage not specifiedCode F | Yes | OFFICER12/2015 | Schedule BPDF page 25 |
| 18 | DEFRED G FOLTS IIIOFFICERIndividual | 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLC | Percentage not specifiedCode F | Yes | OFFICER12/2015 | Schedule BPDF page 25 |
| 19 | PAUL JOSEPH CUCCHIAROTRUSTEEIndividual | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMES | Percentage not specifiedCode F | Yes | TRUSTEE02/2016 | Schedule BPDF page 25 |
| 20 | STEPHEN JOSEPH CUCCHIAROMEMBER & MANAGERIndividual | 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLC | 75% or moreCode E | Yes | MEMBER & MANAGER12/2015 | Schedule BPDF page 25 |
| 21 | PAUL JOSEPH CUCCHIAROTRUSTEEIndividual | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIARO | Percentage not specifiedCode F | Yes | TRUSTEE02/2016 | Schedule BPDF page 25 |
| 22 | MONICA (NMN) CHANDRAOFFICERIndividual | 3EDGE ASSET MANAGEMENT GENERAL PARTNER, LLC | Percentage not specifiedCode F | Yes | OFFICER10/2022 | Schedule BPDF page 25 |
| 23 | KATHERINE ENGLISH GALLOWAYTRUSTEEIndividual | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CHARLOTTE AMES | Percentage not specifiedCode F | Yes | TRUSTEE05/2024 | Schedule BPDF page 25 |
| 24 | KATHERINE ENGLISH GALLOWAYTRUSTEEIndividual | STEPHEN J. CUCCHIARO 2012 IRREVOCABLE TRUST FBO CONNOR BAIR-CUCCHIARO | Percentage not specifiedCode F | Yes | TRUSTEE05/2024 | Schedule BPDF page 25 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 4/7/2026 11:42:47 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.