Prosperity Road, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Ana, CA. Its latest Form ADV filing, dated March 10, 2026, reports $172M in regulatory assets under management, 3 employees, and 181 accounts.
Assets Under Management
$172M
Employees
3
Offices
--
Total Clients
69
Primary office
SANTA ANA, CA
12341 NEWPORT AVENUE, STE. A-100, SANTA ANA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 56.5% of total clients.
Top client categories% of clientsClients
1
Individuals
56.5%
39
2
HNWI
36.2%
25
3
Corporations
7.2%
5
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$172Mas of March 10, 2026
Discretionary98.1%
$169M
98% of total RAUM98.1%
Non-discretionary1.9%
$3M
2% of total RAUM1.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$172M
Total Accounts181
10Y AUM Change+$55M (+47.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee23:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.