BROOMFIELD, COCRD 281223Latest ADV February 13, 2026
Peak Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Broomfield, CO. Its latest Form ADV filing, dated February 13, 2026, reports $109M in regulatory assets under management, 4 employees, and 156 accounts.
Assets Under Management
$109M
Employees
4
Offices
--
Total Clients
156
Primary office
BROOMFIELD, CO
10901 W. 120TH AVENUE, SUITE 135, BROOMFIELD, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 82.7% of total clients.
Top client categories% of clientsClients
1
Individuals
82.7%
129
2
HNWI
16.0%
25
3
Charitable
0.6%
1
4
Corporations
0.6%
1
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$109Mas of February 13, 2026
Discretionary100.0%
$109M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$109M
Total Accounts156
10Y AUM Change+$3M (+3.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee39:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.