Firm profile

RAI WEALTH MANAGEMENT

PLACENTIA, CACRD 277137Latest ADV April 23, 2026

Rai Wealth Management is an SEC registered investment adviser organized as a corporation with a primary office location in Placentia, CA. Its latest Form ADV filing, dated April 23, 2026, reports $160M in regulatory assets under management, 5 employees, 2 offices, and 562 accounts.

Assets Under Management
$160M
Employees
5
Offices
2 offices
Total Clients
247
Primary office
PLACENTIA, CA
151 N. KRAEMER BLVD., SUITE 105, PLACENTIA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJames P. Ripley

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 85.0% of total clients.
Top client categories% of clientsClients
1
Individuals
85.0%
210
2
HNWI
15.0%
37
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$160Mas of April 23, 2026
Discretionary100.0%
$160M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$160M
Total Accounts562
10Y AUM Change+$52M (+48.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee49:1
10Y Employee Change+1 (+25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.