Firm profile

BNY MELLON SECURITIES CORPORATION

NEW YORK, NYCRD 231Latest ADV March 31, 2026

Bny Mellon Securities Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $8.4B in regulatory assets under management, 253 employees, 5 offices, and 3,732 accounts.

Assets Under Management
$8.4B
Employees
253
Offices
5 offices
Total Clients
3,734
Primary office
NEW YORK, NY
240 GREENWICH STREET, 9TH FLOOR EAST, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCOJohn William Jr Hunter
CCORobert Brian Saccone
CFOGregory John Pasquale

Advisory services offered

3 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 80.3% of total clients.
Top client categories% of clientsClients
1
Individuals
80.3%
2,997
2
Corporations
11.8%
441
3
HNWI
6.1%
228
4
Pension Plans
0.8%
30
5
Charitable
0.6%
22

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$8.4Bas of March 31, 2026
Discretionary8.3%
$703M
8% of total RAUM8.3%
Non-discretionary91.7%
$7.7B
92% of total RAUM91.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$8.4B
Total Accounts3,732
10Y AUM Change+$7.1B (+539.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees253
Clients per Employee15:1
10Y Employee Change-151 (-37.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.