SPRINGFIELD, MOCRD 226773Latest ADV March 18, 2026
Floyd Financial Group LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Springfield, MO. Its latest Form ADV filing, dated March 18, 2026, reports $164M in regulatory assets under management, 5 employees, and 689 accounts.
Assets Under Management
$164M
Employees
5
Offices
--
Total Clients
689
Primary office
SPRINGFIELD, MO
1304 W BATTLEFIELD RD, SPRINGFIELD, MO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 97.2% of total clients.
Top client categories% of clientsClients
1
Individuals
97.2%
670
2
HNWI
2.3%
16
3
Corporations
0.4%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$164Mas of March 18, 2026
Discretionary100.0%
$164M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$164M
Total Accounts689
10Y AUM Change+$46M (+39.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee138:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.