Firm profile

APPLIED FINANCE CAPITAL MANAGEMENT, LLC

SAN JUAN, PRCRD 226755Latest ADV March 30, 2026

Applied Finance Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Juan, PR. Its latest Form ADV filing, dated March 30, 2026, reports $4.4B in regulatory assets under management, 3 employees, and 3,390 accounts.

Assets Under Management
$4.4B
Employees
3
Offices
--
Total Clients
19
Primary office
SAN JUAN, PR
53 CALLE PALMERAS, SUITE 601, SAN JUAN, PR, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODavid D. Jones

Advisory services offered

3 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentBROKER PLATFORMS represent 36.8% of total clients.
Top client categories% of clientsClients
1
BROKER PLATFORMS
36.8%
7
2
Other Advisers
31.6%
6
3
Banks
15.8%
3
4
Sovereign Wealth
10.5%
2
5
Investment Cos.
5.3%
1
Categories with <5 clients
Banking or thrift institutions<5 clients
Sovereign wealth funds and foreign official institutions<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$4.4Bas of March 30, 2026
Discretionary38.7%
$1.7B
39% of total RAUM38.7%
Non-discretionary61.3%
$2.7B
61% of total RAUM61.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$4.4B
Total Accounts3,390
10Y AUM Change+$4.4B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee6:1
10Y Employee Change-1 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.