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Firm profile

Castle Rock Wealth Management, LLC

WALNUT CREEK, CACRD 199513Latest ADV March 5, 2026

Castle Rock Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Walnut Creek, CA. Its latest Form ADV filing, dated March 5, 2026, reports $587M in regulatory assets under management, 7 employees, 5 offices, and 2,040 accounts.

Assets Under Management
$587M
Employees
7
Offices
5 offices
Total Clients
2,040
Primary office
WALNUT CREEK, CA
1777 BOTELHO DR., SUITE 105, WALNUT CREEK, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJennifer R. Luippold

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 94.0% of total clients.
Top client categories% of clientsClients
1
Individuals
94.0%
1,917
2
HNWI
5.2%
107
3
Pension Plans
0.5%
10
4
Corporations
0.3%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$587Mas of March 5, 2026
Discretionary100.0%
$587M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$587M
Total Accounts2,040
10Y AUM Change+$481M (+453.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee291:1
10Y Employee Change-2 (-22.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.