Firm profile

HARBOUR INVESTMENTS, INC.

MADISON, WICRD 19258Latest ADV April 28, 2026

Harbour Investments, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Madison, WI. Its latest Form ADV filing, dated April 28, 2026, reports $9.6B in regulatory assets under management, 232 employees, 137 offices, and 44,629 accounts.

Assets Under Management
$9.6B
Employees
232
Offices
137 offices
Total Clients
30,309
Primary office
MADISON, WI
575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEONick William Sondel
CCOScott Owen Conwell
COORhonda Lee Meyer

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

5 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 93.5% of total clients.
Top client categories% of clientsClients
1
Individuals
93.5%
28,325
2
HNWI
5.0%
1,502
3
Pension Plans
0.7%
227
4
Charitable
0.5%
159
5
Corporations
0.3%
96
Categories with <5 clients
Insurance companies<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$9.6Bas of April 28, 2026
Discretionary79.4%
$7.6B
79% of total RAUM79.4%
Non-discretionary20.6%
$2.0B
21% of total RAUM20.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$9.6B
Total Accounts44,629
10Y AUM Change+$8.8B (+1158.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees232
Clients per Employee131:1
10Y Employee Change+31 (+15.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.