Nbc Securities, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Birmingham, AL. Its latest Form ADV filing, dated March 26, 2026, reports $1.8B in regulatory assets under management, 68 employees, 28 offices, and 4,966 accounts.
Assets Under Management
$1.8B
Employees
68
Offices
28 offices
Total Clients
3,576
Primary office
BIRMINGHAM, AL
1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, United States
Top client segmentIndividuals represent 90.3% of total clients.
Top client categories% of clientsClients
1
Individuals
90.3%
3,228
2
HNWI
7.8%
280
3
Corporations
1.0%
35
4
Charitable
0.6%
21
5
Pension Plans
0.3%
12
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.8Bas of March 26, 2026
Discretionary44.5%
$795M
45% of total RAUM44.5%
Non-discretionary55.5%
$990M
55% of total RAUM55.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.8B
Total Accounts4,966
10Y AUM Change+$585M (+48.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees68
Clients per Employee53:1
10Y Employee Change-12 (-15.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.