Firm profile

LOCKSHIELD PARTNERS, INC.

GLASGOW, KYCRD 175433Latest ADV March 12, 2026

Lockshield Partners, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Glasgow, KY. Its latest Form ADV filing, dated March 12, 2026, reports $291M in regulatory assets under management, 8 employees, 1 office, and 1,717 accounts.

Assets Under Management
$291M
Employees
8
Offices
1 office
Total Clients
1,116
Primary office
GLASGOW, KY
301 SOUTH BROADWAY, GLASGOW, KY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODaniel J. Klein

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 94.4% of total clients.
Top client categories% of clientsClients
1
Individuals
94.4%
1,053
2
HNWI
5.4%
60
3
Charitable
0.2%
2
4
Pension Plans
0.1%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$291Mas of March 12, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$291M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$291M
Total Accounts1,717
10Y AUM Change+$189M (+187.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee140:1
10Y Employee Change+4 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.