Firm profile

EMERALD ASSET MANAGEMENT, INC.

ROCKY MOUNT, NCCRD 174691Latest ADV March 10, 2026

Emerald Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Rocky Mount, NC. Its latest Form ADV filing, dated March 10, 2026, reports $121M in regulatory assets under management, 2 employees, and 424 accounts.

Assets Under Management
$121M
Employees
2
Offices
--
Total Clients
170
Primary office
ROCKY MOUNT, NC
2343 PROFESSIONAL DRIVE, SUITE B, ROCKY MOUNT, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJames B. Tharin

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 52.9% of total clients.
Top client categories% of clientsClients
1
Individuals
52.9%
90
2
HNWI
45.3%
77
3
Corporations
1.2%
2
4
Charitable
0.6%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$121Mas of March 10, 2026
Discretionary97.5%
$118M
97% of total RAUM97.5%
Non-discretionary2.5%
$3M
3% of total RAUM2.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$121M
Total Accounts424
10Y AUM Change+$10M (+9.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee85:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.