Firm profile

Falcon Wealth Planning, Inc..

ONTARIO, CACRD 174092Registration Status: ApprovedEffective since March 19, 2018SEC # 801-112659Latest ADV September 25, 2026

Falcon Wealth Planning, Inc. is an SEC registered investment adviser organized as a limited liability company with a primary office location in Ontario, CA. Its latest Form ADV filing, dated September 25, 2026, reports $2.0B in regulatory assets under management, 40 employees, 45 offices, and 5,567 accounts.

Assets Under Management
$2.0B
Employees
40
Offices
45 offices
Total Clients
1,611

Associated firm names

2 names listed
  • FALCON WEALTH PLANNING, INC.
  • FALCON WEALTH PLANNING, LLC

Leadership

4 roles identified
CEOGabriel A. Shahin
CCORachel A. Vonbank
CFOPeter F. Gautreau

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

ONTARIO, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

ONTARIOPrimary office · SACRAMENTO · WESTLAKE · TORRANCE · SAN DIEGO · PASADENA · FRESNO · PALM DESERT · IRVINE · CENTURY CITY · TEMECULA · OAKLAND · SAN JOSE · SANTA ROSA · MONTEREY · SAN RAMON

Arizona

GILBERT · TEMPE

Colorado

DENVER

Connecticut

NORWALK

Florida

MIAMI BEACH

Illinois

OAKBROOK TERRACE

Indiana

WEST LAFAYETTE

Maryland

BETHESDA

Massachusetts

BOSTON

Michigan

ANN ARBOR

Minnesota

EDINA

Missouri

ST. LOUIS

Nevada

LAS VEGAS

New Jersey

SHORT HILLS

New Mexico

ALBUQUERQUE

New York

NEW YORK

Oklahoma

OKLAHOMA CITY

Oregon

PORTLAND

Pennsylvania

NEWTON SQUARE

South Carolina

NORTH CHARLESTON

Tennessee

NASHVILLE

Texas

AUSTIN

Virginia

ARLINGTON

Washington

SEATTLE · SE OLYMPIA

Wisconsin

MILWAUKEE · MIDDLETON

43 office records listed · 45 total offices reported. 3 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.0Bas of September 25, 2026
Discretionary98.8%
$1.9B
99% of total RAUM98.8%
Non-discretionary1.2%
$23M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 65.4% of total clients.
Top client categories% of clientsClients
1
Individuals
65.4%
1,053
2
HNWI
32.8%
528
3
Corporations
1.2%
20
4
Pension Plans
0.6%
10

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.0B
Total Accounts5,567
10Y AUM Change+$1.8B (+1381.8%)

Private Funds

Private funds reported by Falcon Wealth Planning, Inc..

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees40
Clients per Employee40:1
10Y Employee Change+31 (+344.4%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
FALCON WEALTH HOLDING CO.Direct owner · Schedule AInterest in FALCON WEALTH PLANNING, LLC
75%+
FALCON WEALTH MANAGERS, INC.Indirect owner · Schedule BInterest in FALCON WEALTH HOLDING CO.
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Falcon Wealth Planning, Inc...

Reported ownership and control details

Form ADV · Filing date 2026-09-25 · Schedules A and B

6 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1GABRIEL ABRAHAM SHAHINCEOIndividualFALCON WEALTH PLANNING, LLCLess than 5%Code NAYesCEO09/2022Schedule APDF page 43
2Peter Fredrick GautreauCFOIndividualFALCON WEALTH PLANNING, LLCLess than 5%Code NANoCFO09/2018Schedule APDF page 43
3RAY RAMOS BARTOLOMECHIEF OPERATING OFFICERIndividualFALCON WEALTH PLANNING, LLCLess than 5%Code NANoCHIEF OPERATING OFFICER10/2021Schedule APDF page 43
4Rachel Anne VonbankCHIEF COMPLIANCE OFFICERIndividualFALCON WEALTH PLANNING, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER08/2024Schedule APDF page 43
5FALCON WEALTH HOLDING CO.OWNERDomestic entityFALCON WEALTH PLANNING, LLC75% or moreCode EYesOWNER04/2026Schedule APDF page 43
6FALCON WEALTH MANAGERS, INC.OWNERDomestic entityFALCON WEALTH HOLDING CO.75% or moreCode EYesOWNER04/2026Schedule BPDF page 44

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/25/2026 7:45:50 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.