Top client segmentHNWI represent 61.4% of total clients.
Top client categories% of clientsClients
1
HNWI
61.4%
326
2
Individuals
21.1%
112
3
Pension Plans
12.1%
64
4
Charitable
3.0%
16
5
Corporations
2.4%
13
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.5Bas of February 3, 2026
Discretionary97.2%
$1.5B
97% of total RAUM97.2%
Non-discretionary2.8%
$42M
3% of total RAUM2.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.5B
Total Accounts5,795
10Y AUM Change+$1.2B (+315.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees30
Clients per Employee18:1
10Y Employee Change+15 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.