NORTH PLATTE, NECRD 173719Latest ADV March 9, 2026
Professional Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in North Platte, NE. Its latest Form ADV filing, dated March 9, 2026, reports $770M in regulatory assets under management, 12 employees, 3 offices, and 3,345 accounts.
Assets Under Management
$770M
Employees
12
Offices
3 offices
Total Clients
3,345
Primary office
NORTH PLATTE, NE
1400 S DEWEY ST, SUITE 300, NORTH PLATTE, NE, United States
Top client segmentIndividuals represent 93.3% of total clients.
Top client categories% of clientsClients
1
Individuals
93.3%
3,121
2
HNWI
5.8%
193
3
Corporations
0.3%
11
4
Insurance Cos.
0.2%
8
5
Charitable
0.1%
4
Additional categories (<0.1%)
Government<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$770Mas of March 9, 2026
Discretionary86.4%
$665M
86% of total RAUM86.4%
Non-discretionary13.6%
$105M
14% of total RAUM13.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$770M
Total Accounts3,345
10Y AUM Change+$626M (+436.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee279:1
10Y Employee Change+4 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.