Swan Global Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Humacao, PR. Its latest Form ADV filing, dated March 18, 2026, reports $2.4B in regulatory assets under management, 3 employees, and 1,231 accounts.
Assets Under Management
$2.4B
Employees
3
Offices
--
Total Clients
1,231
Primary office
HUMACAO, PR
20 RIDGE TOP DR., PALMAS DEL MAR, HUMACAO, PR, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 96.1% of total clients.
Top client categories% of clientsClients
1
Individuals
96.1%
1,183
2
HNWI
2.5%
31
3
Investment Cos.
1.4%
17
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.4Bas of March 18, 2026
Discretionary100.0%
$2.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$2.4B
Total Accounts1,231
10Y AUM Change$-1.2B (-34.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee410:1
10Y Employee Change-3 (-50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.