Nicola Wealth Management Ltd. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 31, 2026, reports $11.0B in regulatory assets under management, 531 employees, 6 offices, and 27,753 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 53.1% of total clients.
Top client categories% of clientsClients
1
Individuals
53.1%
3,569
2
HNWI
35.4%
2,378
3
Charitable
9.7%
650
4
Corporations
1.8%
121
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$11.0Bas of March 31, 2026
Discretionary98.1%
$10.8B
98% of total RAUM98.1%
Non-discretionary1.9%
$211M
2% of total RAUM1.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$11.0B
Total Accounts27,753
10Y AUM Change+$6.0B (+117.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees531
Clients per Employee13:1
10Y Employee Change+323 (+155.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.