Kennedy Wealth & Tax Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Southbury, CT. Its latest Form ADV filing, dated March 23, 2026, reports $215M in regulatory assets under management, 4 employees, and 365 accounts.
Assets Under Management
$215M
Employees
4
Offices
--
Total Clients
136
Primary office
SOUTHBURY, CT
1 POMPERAUG OFFICE PARK, SUITE 307, SOUTHBURY, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 55.1% of total clients.
Top client categories% of clientsClients
1
Individuals
55.1%
75
2
HNWI
42.6%
58
3
Pension Plans
1.5%
2
4
Charitable
0.7%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$215Mas of March 23, 2026
Discretionary95.7%
$206M
96% of total RAUM95.7%
Non-discretionary4.3%
$9M
4% of total RAUM4.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$215M
Total Accounts365
10Y AUM Change+$112M (+108.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee34:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.