Diversified Financial Management is an SEC registered investment adviser organized as a corporation with a primary office location in Norwell, MA. Its latest Form ADV filing, dated March 13, 2026, reports $339M in regulatory assets under management, 5 employees, 1 office, and 478 accounts.
Assets Under Management
$339M
Employees
5
Offices
1 office
Total Clients
144
Primary office
NORWELL, MA
80 WASHINGTON STREET, BUILDING E-13, NORWELL, MA, United States
Top client segmentIndividuals represent 51.4% of total clients.
Top client categories% of clientsClients
1
Individuals
51.4%
74
2
HNWI
45.1%
65
3
Pension Plans
3.5%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$339Mas of March 13, 2026
Discretionary71.5%
$242M
71% of total RAUM71.5%
Non-discretionary28.5%
$97M
29% of total RAUM28.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$339M
Total Accounts478
10Y AUM Change+$199M (+142.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee29:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.