Compound Planning, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 26, 2026, reports $4.8B in regulatory assets under management, 119 employees, 25 offices, and 8,708 accounts.
Assets Under Management
$4.8B
Employees
119
Offices
25 offices
Total Clients
13,653
Primary office
NEW YORK, NY
115 BROADWAY, 5TH FLOOR, NEW YORK, NY, United States
Top client segmentIndividuals represent 79.6% of total clients.
Top client categories% of clientsClients
1
Individuals
79.6%
10,868
2
Irrevocable Trusts/Estates
11.3%
1,543
3
HNWI
4.5%
612
4
Pension Plans
2.6%
354
5
Corporations
1.1%
147
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.8Bas of March 26, 2026
Discretionary100.0%
$4.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$4.8B
Total Accounts8,708
10Y AUM Change+$4.7B (+4709.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees119
Clients per Employee115:1
10Y Employee Change+113 (+1883.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.