Note Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Buffalo, NY. Its latest Form ADV filing, dated March 30, 2026, reports $437M in regulatory assets under management, 11 employees, and 1,183 accounts.
Assets Under Management
$437M
Employees
11
Offices
--
Total Clients
542
Primary office
BUFFALO, NY
50 LAKEFRONT BLVD, SUITE 215, BUFFALO, NY, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 85.8% of total clients.
Top client categories% of clientsClients
1
Individuals
85.8%
465
2
HNWI
9.8%
53
3
Pension Plans
4.4%
24
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$437Mas of March 30, 2026
Discretionary99.9%
$437M
100% of total RAUM99.9%
Non-discretionary0.1%
$358K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$437M
Total Accounts1,183
10Y AUM Change+$380M (+665.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees11
Clients per Employee49:1
10Y Employee Change+5 (+83.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.