Pinafore Wealth Counsel Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Durham, NC. Its latest Form ADV filing, dated February 11, 2026, reports $174M in regulatory assets under management, 2 employees, 1 office, and 325 accounts.
Assets Under Management
$174M
Employees
2
Offices
1 office
Total Clients
105
Primary office
DURHAM, NC
3622 LYCKAN PKWY, STE 3004, DURHAM, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 48.6% of total clients.
Top client categories% of clientsClients
1
Individuals
48.6%
51
2
HNWI
46.7%
49
3
Charitable
3.8%
4
4
Pension Plans
1.0%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$174Mas of February 11, 2026
Discretionary92.8%
$161M
93% of total RAUM92.8%
Non-discretionary7.2%
$13M
7% of total RAUM7.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$174M
Total Accounts325
10Y AUM Change+$45M (+34.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee53:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.