Firm profile

Enhanced Capital Partners, LLC

NEW ORLEANS, LACRD 170236Registration Status: ApprovedEffective since December 23, 2013SEC # 801-79137Latest ADV May 7, 2026

Enhanced Capital Partners, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New Orleans, LA. Its latest Form ADV filing, dated May 7, 2026, reports $786M in regulatory assets under management, 37 employees, 7 offices, and 37 accounts.

Assets Under Management
$786M
Employees
37
Offices
7 offices
Total Clients
37

Associated firm names

10 names listed
  • COUNCIL & ENHANCED TENNESSEE MANAGER, LLCRelying adviser
  • HARK CAPITAL II MANAGEMENT, LLC
  • HARK CAPITAL I MANAGEMENT, LLCRelying adviser
  • ENHANCED PUERTO RICO LLCRelying adviser

Leadership

3 roles identified
CEOMichael A. G. Korengold
CCODavid M. Huston
CFODavid M. Huston

Advisory services offered

4 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

NEW ORLEANS, Louisiana, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Louisiana

NEW ORLEANSPrimary office

Colorado

BOULDER

Connecticut

HARTFORD

Missouri

ST. LOUIS

New York

BRONXVILLE · NEW YORK

Ohio

CINNCINATTI

7 office records listed · 7 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$786Mas of May 7, 2026
Discretionary66.9%
$526M
67% of total RAUM66.9%
Non-discretionary33.1%
$260M
33% of total RAUM33.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPROPRIETARY SECURITIES ACCOUNTS represent 75.7% of total clients.
Top client categories% of clientsClients
1
PROPRIETARY SECURITIES ACCOUNTS
75.7%
28
2
Pooled Investment Vehicles
13.5%
5
3
HNWI
5.4%
2
4
Government
2.7%
1
5
Insurance Cos.
2.7%
1

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$786M
Total Accounts37
10Y AUM Change+$297M (+60.9%)

Private Funds

Private funds reported by Enhanced Capital Partners, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees37
Clients per Employee1:1
10Y Employee Change+4 (+12.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
ENHANCED CAPITAL HOLDINGS, INC.Direct owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
50% to < 75%
TRIDENT ECP HOLDINGS INC.Direct owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
50% to < 75%
MICHAEL ADAM GAINSLEY KORENGOLDDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
SHANE PATRICK MCCARTHYDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
Mark SlusarDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
RICHARD BULLARD MONTGOMERYDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
THOMAS MCBRIDE GOODRUMDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
LUKE ALOYSIUS SARSFIELDDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
MATTHEW PATRICK MCCLOSKEYDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
RICHARD JENSENDirect owner · Schedule AInterest in ENHANCED CAPITAL PARTNERS, LLC
< 5%
ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUSTIndirect owner · Schedule BInterest in ENHANCED CAPITAL HOLDINGS, INC.
75%+
RIDGEPOST CAPITAL, LLCIndirect owner · Schedule BInterest in TRIDENT ECP HOLDINGS INC.
75%+
RIDGEPOST CAPITAL, INC.Indirect owner · Schedule BInterest in RIDGEPOST CAPITAL HOLDINGS, INC.
75%+
RIDGEPOST CAPITAL HOLDINGS, INC.Indirect owner · Schedule BInterest in RIDGEPOST CAPITAL, LLC
50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Enhanced Capital Partners, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-05-07 · Schedules A and B

16 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MICHAEL ADAM GAINSLEY KORENGOLDCHIEF EXECUTIVE OFFICER & PRESIDENT, ECP; MEMBER BOARD OF MANAGERS, ECP AND ECGIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER & PRESIDENT, ECP; MEMBER BOARD OF MANAGERS, ECP AND ECG12/2013Schedule APDF page 61
2SHANE PATRICK MCCARTHYMANAGING PARTNERIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMANAGING PARTNER12/2013Schedule APDF page 61
3ENHANCED CAPITAL HOLDINGS, INC.MEMBERDomestic entityENHANCED CAPITAL PARTNERS, LLC50% to less than 75%Code DYesMEMBER12/2013Schedule APDF page 61
4TRIDENT ECP HOLDINGS INC.MEMBERDomestic entityENHANCED CAPITAL PARTNERS, LLC50% to less than 75%Code DYesMEMBER12/2013Schedule APDF page 61
5David Michael HustonCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER06/2020Schedule APDF page 61
6Mark SlusarMANAGING PARTNERIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMANAGING PARTNER12/2020Schedule APDF page 62
7RICHARD BULLARD MONTGOMERYMANAGING PARTNERIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMANAGING PARTNER12/2020Schedule APDF page 62
8THOMAS MCBRIDE GOODRUMMEMBER, BOARD OF MANAGERS, ECPIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMEMBER, BOARD OF MANAGERS, ECP08/2024Schedule APDF page 62
9LUKE ALOYSIUS SARSFIELDMEMBER, BOARD OF MANAGERS, ECP AND ECGIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMEMBER, BOARD OF MANAGERS, ECP AND ECG08/2024Schedule APDF page 62
10MATTHEW PATRICK MCCLOSKEYMEMBER, BOARD OF MANAGERS, ECPIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMEMBER, BOARD OF MANAGERS, ECP08/2024Schedule APDF page 62
11RICHARD JENSENMEMBER, BOARD OF MANAGERS, ECGIndividualENHANCED CAPITAL PARTNERS, LLCLess than 5%Code NAYesMEMBER, BOARD OF MANAGERS, ECG08/2024Schedule APDF page 62
12RELIANCE TRUST COMPANYTRUSTEEDomestic entityENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUSTPercentage not specifiedCode FYesTRUSTEE02/2009Schedule BPDF page 62
13ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUSTOWNERDomestic entityENHANCED CAPITAL HOLDINGS, INC.75% or moreCode EYesOWNER12/2013Schedule BPDF page 62
14RIDGEPOST CAPITAL, LLCOWNERDomestic entityTRIDENT ECP HOLDINGS INC.75% or moreCode EYesOWNER12/2020Schedule BPDF page 62
15RIDGEPOST CAPITAL HOLDINGS, INC.MEMBERDomestic entityRIDGEPOST CAPITAL, LLC50% to less than 75%Code DYesMEMBER10/2019Schedule BPDF page 62
16RIDGEPOST CAPITAL, INC.OWNERDomestic entityRIDGEPOST CAPITAL HOLDINGS, INC.75% or moreCode EYesOWNER10/2021Schedule BPDF page 62

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 5/7/2026 1:23:42 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.