Firm profile

Csop Asset Management Limited

CENTRAL, Hong KongCRD 170206Registration Status: ApprovedEffective since February 11, 2014SEC # 801-79092Latest ADV March 19, 2026

Csop Asset Management Limited is an SEC registered investment adviser with a primary office location in Central, Hong Kong. Its latest Form ADV filing, dated March 19, 2026, reports $25.9B in regulatory assets under management, 145 employees, 1 office, and 77 accounts.

Assets Under Management
$25.9B
Employees
145
Offices
1 office
Total Clients
77

Associated firm names

1 name listed
  • CSOP ASSET MANAGEMENT LIMITED

Leadership

3 roles identified
CEOChen Ding
CCOMichelle Wong
CFOGang Zhou

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

CENTRAL, Hong Kong

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Hong Kong

CENTRALPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$25.9Bas of March 19, 2026
Discretionary99.6%
$25.8B
100% of total RAUM99.6%
Non-discretionary0.4%
$103M
0% of total RAUM0.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentSECURITIES OR BROKERAGE COMPANIES represent 94.8% of total clients.
Top client categories% of clientsClients
1
SECURITIES OR BROKERAGE COMPANIES
94.8%
73
2
Corporations
2.6%
2
3
Other Advisers
1.3%
1
4
Insurance Cos.
1.3%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Insurance companies<5 clients
Other investment advisers<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$25.9B
Total Accounts77
10Y AUM Change+$22.5B (+660.0%)

Private Funds

Private funds reported by Csop Asset Management Limited

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees145
Clients per Employee1:1
10Y Employee Change+76 (+110.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CHINA SOUTHERN ASSET MANAGEMENT CO. LTD.Direct owner · Schedule AInterest in CSOP ASSET MANAGEMENT LIMITED
50% to < 75%
KINGSTON SMART LIMITEDDirect owner · Schedule AInterest in CSOP ASSET MANAGEMENT LIMITED
25% to < 50%
GOFINTECH QUANTUM INNOVATION LIMITEDDirect owner · Schedule AInterest in CSOP ASSET MANAGEMENT LIMITED
10% to < 25%
STATE-OWNED ASSETS SUPERVISION AND MANAGEMENT COMMISSION OF SHENZHEN MUNICIPAL PEOPLE'S GOVERNMENTIndirect owner · Schedule BInterest in SHENZHEN INVESTMENT HOLDINGS CO., LTD.
75%+
HUATAI SECURITIES CO., LTD.Indirect owner · Schedule BInterest in CHINA SOUTHERN ASSET MANAGEMENT CO. LTD.
25% to < 50%
SHENZHEN INVESTMENT HOLDINGS CO., LTD.Indirect owner · Schedule BInterest in CHINA SOUTHERN ASSET MANAGEMENT CO. LTD.
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Csop Asset Management Limited.

Reported ownership and control details

Form ADV · Filing date 2026-03-19 · Schedules A and B

16 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1CHINA SOUTHERN ASSET MANAGEMENT CO. LTD.SHAREHOLDERForeign entityCSOP ASSET MANAGEMENT LIMITED50% to less than 75%Code DYesSHAREHOLDER07/2008Schedule APDF page 22
2CHEN DINGCHIEF EXECUTIVE OFFICERIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER02/2013Schedule APDF page 22
3ZHONGPING CAIDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR04/2014Schedule APDF page 22
4MICHELLE WONGCHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICERIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER10/2014Schedule APDF page 22
5GANG ZHOUCHIEF FINANCIAL OFFICERIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesCHIEF FINANCIAL OFFICER07/2015Schedule APDF page 22
6YI ZHOUDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR11/2017Schedule APDF page 22
7XIAOSONG YANGDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR11/2017Schedule APDF page 22
8KINGSTON SMART LIMITEDSHAREHOLDERForeign entityCSOP ASSET MANAGEMENT LIMITED25% to less than 50%Code CYesSHAREHOLDER07/2019Schedule APDF page 22
9CHEN WANGCHIEF OPERATIONS OFFICERIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesCHIEF OPERATIONS OFFICER04/2025Schedule APDF page 22
10GOFINTECH QUANTUM INNOVATION LIMITEDSHAREHOLDERForeign entityCSOP ASSET MANAGEMENT LIMITED10% to less than 25%Code BYesSHAREHOLDER01/2026Schedule APDF page 22
11CHEN NMN LIDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR03/2025Schedule APDF page 22
12QIN NMN WANGDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR03/2025Schedule APDF page 22
13HUACHEN NMN ZHANGDIRECTORIndividualCSOP ASSET MANAGEMENT LIMITEDLess than 5%Code NAYesDIRECTOR03/2025Schedule APDF page 22
14HUATAI SECURITIES CO., LTD.SHAREHOLDERForeign entityCHINA SOUTHERN ASSET MANAGEMENT CO. LTD.25% to less than 50%Code CYesSHAREHOLDER04/2008Schedule BPDF page 22
15SHENZHEN INVESTMENT HOLDINGS CO., LTD.SHAREHOLDERForeign entityCHINA SOUTHERN ASSET MANAGEMENT CO. LTD.25% to less than 50%Code CYesSHAREHOLDER04/2008Schedule BPDF page 22
16STATE-OWNED ASSETS SUPERVISION AND MANAGEMENT COMMISSION OF SHENZHEN MUNICIPAL PEOPLE'S GOVERNMENTSHAREHOLDERForeign entitySHENZHEN INVESTMENT HOLDINGS CO., LTD.75% or moreCode EYesSHAREHOLDER04/2008Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/19/2026 2:38:39 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.