Montgomery Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Ocean City, MD. Its latest Form ADV filing, dated February 2, 2026, reports $204M in regulatory assets under management, 6 employees, 1 office, and 1,304 accounts.
Assets Under Management
$230M
Employees
6
Offices
1 office
Total Clients
952
Primary office
OCEAN CITY, MD
11718 OCEAN GATEWAY, OCEAN CITY, MD, United States
Top client segmentIndividuals represent 97.1% of total clients.
Top client categories% of clientsClients
1
Individuals
97.1%
924
2
HNWI
2.7%
26
3
Charitable
0.2%
2
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$230Mas of June 17, 2026
Discretionary100.0%
$230M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$230M
Total Accounts1,505
10Y AUM Change+$117M (+103.4%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee159:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.