Firm profile

RUGGIERO INVESTMENTS

WEST PALM BEACH, FLCRD 169180Latest ADV March 24, 2026

Ruggiero Investments is an SEC registered investment adviser organized as a corporation with a primary office location in West Palm Beach, FL. Its latest Form ADV filing, dated March 24, 2026, reports $138M in regulatory assets under management, 5 employees, 4 offices, and 767 accounts.

Assets Under Management
$138M
Employees
5
Offices
4 offices
Total Clients
399
Primary office
WEST PALM BEACH, FL
500 S. AUSTRAILIAN AVENUE, SUITE 608, WEST PALM BEACH, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOThomas A. Ruggiero
CCOChristopher T. Ruggiero

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 91.7% of total clients.
Top client categories% of clientsClients
1
Individuals
91.7%
366
2
HNWI
6.5%
26
3
Corporations
1.8%
7
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$138Mas of March 24, 2026
Discretionary100.0%
$138M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$138M
Total Accounts767
10Y AUM Change+$24M (+20.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee80:1
10Y Employee Change+2 (+66.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.