Rmr Wealth Builders, Inc..

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GENERAL INSTRUCTIONS
This Disclosure Reporting Page (DRP ADV) is an 
INITIAL OR
AMENDED response used to report details for affirmative responses to Items 11.C., 11.D., 11.E., 11.F. or
11.G. of Form ADV.
Regulatory Action
Check item(s) being responded to:
11.C(1)
11.C(2)
11.C(3)
11.C(4)
11.C(5)
11.D(1)
11.D(2)
11.D(3)
11.D(4)
11.D(5)

11.E(1)
11.E(2)
11.E(3)
11.E(4)
11.F.
11.G.
Use a separate DRP for each event or proceeding . The same event or proceeding may be reported for more than one person or entity using one DRP. File with a completed
Execution Page. 
One event may result in more than one affirmative answer to Items 11.C., 11.D., 11.E., 11.F. or 11.G. Use only one DRP to report details related to the same event. If an event
gives rise to actions by more than one regulator, provide details for each action on a separate DRP.
PART I
A.  The person(s) or entity(ies) for whom this DRP is being filed is (are):
You (the advisory firm)
You and one or more of your advisory affiliates
One or more of your advisory affiliates
If this DRP is being filed for an advisory affiliate, give the full name of the advisory affiliate below (for individuals, Last name, First name, Middle name). 
If the advisory affiliate has a CRD number, provide that number. If not, indicate "non-registered" by checking the appropriate box.
ADV DRP - ADVISORY AFFILIATE
No Information Filed
This DRP should be removed from the ADV record because the advisory affiliate(s) is no longer associated with the adviser.
This DRP should be removed from the ADV record because: (1) the event or proceeding occurred more than ten years ago or (2) the adviser is registered or applying
for registration with the SEC or reporting as an exempt reporting adviser with the SEC and the event was resolved in the adviser's or advisory affiliate's favor.
If you are registered or registering with a state securities authority , you may remove a DRP for an event you reported only in response to Item 11.D(4), and only if that
event occurred more than ten years ago. If you are registered or registering with the SEC, you may remove a DRP for any event listed in Item 11 that occurred more
than ten years ago.
This DRP should be removed from the ADV record because it was filed in error, such as due to a clerical or data-entry mistake. Explain the circumstances: 
B.
If the advisory affiliate is registered through the IARD system or CRD system, has the advisory affiliate submitted a DRP (with Form ADV, BD or U-4) to the IARD or CRD for
the event? If the answer is "Yes," no other information on this DRP must be provided.
 Yes
 No
NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
PART II
1.  Regulatory Action initiated by:
SEC   
Other Federal   
State   
SRO
Foreign
(Full name of regulator, foreign financial regulatory authority, federal, state, or SRO) 
ARIZONA CORPORATION COMMISSION
2.
Principal Sanction:
Cease and Desist
Other Sanctions: 
ADMINISTRATIVE PENALTIES
3.
Date Initiated (MM/DD/YYYY): 
12/19/2024
 Exact
 Explanation
If not exact, provide explanation:
4.
Docket/Case Number:
S-21335A-24-0250
5.
Advisory Affiliate Employing Firm when activity occurred which led to the regulatory action (if applicable):
6.
Principal Product Type:
No Product
Other Product Types: 
7.
Describe the allegations related to this regulatory action (your response must fit within the space provided):
IN SEPTEMBER 2022, AN INVESTMENT ADVISER REPRESENTATIVE STARTED WORKING FOR RMR IN THE STATE OF AZ. RMR APPLIED FOR THE IAR'S LICENSURE IN AZ. THE
APPLICATION REQUIRED THE IAR TO PROVIDE FINGERPRINTS. HOWEVER, RMR FAILED TO SATISFY THE FINGERPRINT DEFICIENCY AND THUS THE IAR REMAINED

UNLICENSED IN AZ. DESPITE BEING UNLICENSED IN AZ, FROM SEPTEMBER 2022 THROUGH AUGUST 2023, THE IAR PROVIDED INVESTMENT ADVISORY AND OTHER
SERVICES FOR RMR CLIENTS FOR A FEE. SEVERAL OF THOSE CLIENTS WERE IN AZ.
8.
Current Status?      
 Pending
 On Appeal
 Final
9.
If on appeal, regulatory action appealed to (SEC, SRO, Federal or State Court) and Date Appeal Filed:
If Final or On Appeal, complete all items below. For Pending Actions, complete Item 13 only.
10. How was matter resolved:
Order
11. Resolution Date (MM/DD/YYYY):
01/22/2025
 Exact
 Explanation
If not exact, provide explanation:
12. Resolution Detail:
A.  Were any of the following Sanctions Ordered (check all appropriate items)?
 Monetary/Fine Amount: $ 10,000.00
 Revocation/Expulsion/Denial
 Disgorgement/Restitution
 Censure
 Cease and Desist/Injunction
 Bar
 Suspension
B.
Other Sanctions Ordered:
ON THE BASIS OF THE FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RESPONDENT'S CONSENT TO THE ENTRY OF THIS ORDER, ATTACHED AND INCORPORATED BY
REFERENCE, THE COMMISSION FINDS THAT THE FOLLOWING RELIEFS APPROPRIATE, IN THE PUBLIC INTEREST, AND NECESSARY FOR THE PROTECTION OF
INVESTORS: IT IS ORDERED, PURSUANT TO A.R.S. §44­3292, THAT RESPONDENT, AND ANY OF RESPONDENTS AGENTS, EMPLOYEES, SUCCESSORS AND ASSIGNS,
PERMANENTLY CEASE AND DESIST FROM VIOLATING THE IM ACT. IT IS FURTHER ORDERED THAT RESPONDENT COMPLY WITH THE ATTACHED CONSENT TO ENTRY OF
ORDER. IT IS FURTHER ORDERED, PURSUANT TO A.R.S. § 44­3296, THAT RESPONDENT SHALL PAY AN ADMINISTRATIVE PENALTY IN THE AMOUNT OF $10,000 AS A
RESULT OF THE CONDUCT SET FORTH IN THE FINDINGS OF FACT AND CONCLUSIONS OF LAW. PAYMENT IS DUE IN FULL ON THE DATE OF THIS ORDER. PAYMENT
SHALL BE MADE TO THE "STATE OF ARIZONA." ANY AMOUNT OUTSTANDING SHALL ACCRUE INTEREST AS OF THE DATE OF THE JUDGMENT, AT THE RATE OF THE
LESSER OF (I) TEN PERCENT PER ANNUM OR (II) AT A RATE PER ANNUM THAT IS EQUAL TO ONE PERCENT PLUS THE PRIME RATE AS PUBLISHED BY THE BOARD OF
GOVERNORS OF THE FEDERAL RESERVE SYSTEM IN STATISTICAL RELEASE H. 15 OR ANY PUBLICATION THAT MAY SUPERSEDE IT ON THE DATE THAT THE JUDGMENT
IS ENTERED.
Sanction detail: if suspended, enjoined or barred, provide duration including start date and capacities affected (General Securities Principal, Financial Operations
Principal, etc.). If requalification by exam/retraining was a condition of the sanction, provide length of time given to requalify/retrain, type of exam required and
whether condition has been satisfied. If disposition resulted in a fine, penalty, restitution, disgorgement or monetary compensation, provide total amount, portion
levied against you or an advisory affiliate, date paid and if any portion of penalty was waived: 
$10,000 PAID BY RESPONDENT ON 1/28/2025
13. Provide a brief summary of details related to the action status and (or) disposition and include relevant terms, conditions and dates (your response must fit within the
space provided).
ACTION STATUS: RESOLVED INVESTMENT ADVISOR REPRESENTATIVE (IAR) MUST COMPLETE FINGERPRINTING TO REGISTER IN AZ. IAR NO LONGER LIVES IN AZ, SO
REGISTRATION REQUEST WAS WITHDRAWN. $10,000 PAID BY RESPONDENT ON 1/28/2025