Occidental Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Burlingame, CA. Its latest Form ADV filing, dated April 10, 2026, reports $1.1B in regulatory assets under management, 15 employees, 4 offices, and 1,921 accounts.
Assets Under Management
$1.1B
Employees
15
Offices
4 offices
Total Clients
908
Primary office
BURLINGAME, CA
301 CALIFORNIA DRIVE #9, BURLINGAME, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 100.0% of total clients.
Top client categories% of clientsClients
1
HNWI
100.0%
908
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of April 10, 2026
Discretionary100.0%
$1.1B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.1B
Total Accounts1,921
10Y AUM Change+$847M (+376.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee61:1
10Y Employee Change+7 (+87.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.