Flaharty Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Clearwater, FL. Its latest Form ADV filing, dated March 19, 2026, reports $902M in regulatory assets under management, 10 employees, 1 office, and 1,964 accounts.
Assets Under Management
$902M
Employees
10
Offices
1 office
Total Clients
1,130
Primary office
CLEARWATER, FL
311 PARK PLACE BLVD., SUITE 150, CLEARWATER, FL, United States
Top client segmentHNWI represent 49.2% of total clients.
Top client categories% of clientsClients
1
HNWI
49.2%
556
2
Individuals
48.5%
548
3
Corporations
1.4%
16
4
Pension Plans
0.5%
6
5
Charitable
0.4%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$902Mas of March 19, 2026
Discretionary99.8%
$899M
100% of total RAUM99.8%
Non-discretionary0.2%
$2M
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$902M
Total Accounts1,964
10Y AUM Change+$624M (+224.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee113:1
10Y Employee Change-1 (-9.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.