Firm profile

KOTYS WEALTH PROFESSIONALS

VALPARAISO, INCRD 168156Latest ADV April 24, 2026

Kotys Wealth Professionals is an SEC registered investment adviser organized as a limited liability company with a primary office location in Valparaiso, IN. Its latest Form ADV filing, dated April 24, 2026, reports $308M in regulatory assets under management, 8 employees, 1 office, and 885 accounts.

Assets Under Management
$308M
Employees
8
Offices
1 office
Total Clients
321
Primary office
VALPARAISO, IN
1111 GLENDALE BLVD, SUITE 105, VALPARAISO, IN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOWesley M. Kotys
CFOSarah E. Kotys

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Hourly charges
Other fee arrangements
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 63.9% of total clients.
Top client categories% of clientsClients
1
Individuals
63.9%
205
2
HNWI
36.1%
116
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$308Mas of April 24, 2026
Discretionary100.0%
$308M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$308M
Total Accounts885
10Y AUM Change+$206M (+203.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee40:1
10Y Employee Change+2 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.