Firm profile

CASCADES CAPITAL ASSET MANAGEMENT, LLC

GREENSBORO, NCCRD 167102Latest ADV March 26, 2026

Cascades Capital Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Greensboro, NC. Its latest Form ADV filing, dated March 26, 2026, reports $383M in regulatory assets under management, 3 employees, 1 office, and 733 accounts.

Assets Under Management
$383M
Employees
3
Offices
1 office
Total Clients
358
Primary office
GREENSBORO, NC
1840 PEMBROKE ROAD, SUITE 1, GREENSBORO, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOBarry L. Carpenter

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.4% of total clients.
Top client categories% of clientsClients
1
Individuals
68.4%
245
2
HNWI
23.5%
84
3
Pension Plans
4.2%
15
4
Corporations
2.2%
8
5
Charitable
1.7%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$383Mas of March 26, 2026
Discretionary90.3%
$346M
90% of total RAUM90.3%
Non-discretionary9.7%
$37M
10% of total RAUM9.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$383M
Total Accounts733
10Y AUM Change+$282M (+279.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee119:1
10Y Employee Change+1 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.