Firm profile

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

CRD 166664Latest ADV April 22, 2026

Total Wealth Planning and Management, Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated April 22, 2026, reports $239M in regulatory assets under management, 8 employees, 6 offices, and 412 accounts.

Assets Under Management
$239M
Employees
8
Offices
6 offices
Total Clients
414
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOWilliam R. Tomes

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 83.6% of total clients.
Top client categories% of clientsClients
1
Individuals
83.6%
346
2
HNWI
15.9%
66
3
Charitable
0.5%
2
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$239Mas of April 22, 2026
Discretionary99.3%
$237M
99% of total RAUM99.3%
Non-discretionary0.7%
$2M
1% of total RAUM0.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$239M
Total Accounts412
10Y AUM Change+$136M (+131.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee52:1
10Y Employee Change+5 (+166.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.