LAGUNA NIGUEL, CACRD 166606Latest ADV April 29, 2026
Tcfg Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Laguna Niguel, CA. Its latest Form ADV filing, dated April 29, 2026, reports $639M in regulatory assets under management, 27 employees, 23 offices, and 2,171 accounts.
Assets Under Management
$639M
Employees
27
Offices
23 offices
Total Clients
2,334
Primary office
LAGUNA NIGUEL, CA
28202 CABOT RD, SUITE 300, LAGUNA NIGUEL, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 96.9% of total clients.
Top client categories% of clientsClients
1
Individuals
96.9%
2,261
2
HNWI
3.1%
73
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$639Mas of April 29, 2026
Discretionary100.0%
$639M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$639M
Total Accounts2,171
10Y AUM Change+$481M (+304.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees27
Clients per Employee86:1
10Y Employee Change+12 (+80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.