Firm profile

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

SANTA FE, NMCRD 164970Latest ADV January 14, 2026

Horizons Sustainable Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Santa Fe, NM. Its latest Form ADV filing, dated January 14, 2026, reports $151M in regulatory assets under management, 7 employees, 5 offices, and 314 accounts.

Assets Under Management
$151M
Employees
7
Offices
5 offices
Total Clients
310
Primary office
SANTA FE, NM
535 CERRILLOS ROAD, SUITE A2, SANTA FE, NM, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJohann A. Klaassen

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 67.4% of total clients.
Top client categories% of clientsClients
1
Individuals
67.4%
209
2
HNWI
32.6%
101
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$151Mas of January 14, 2026
Discretionary99.8%
$151M
100% of total RAUM99.8%
Non-discretionary0.2%
$333K
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$151M
Total Accounts314
10Y AUM Change+$33M (+27.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee44:1
10Y Employee Change+1 (+16.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.