Up Capital Management, Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 2, 2026, reports $213M in regulatory assets under management, 4 employees, 1 office, and 420 accounts.
Top client segmentIndividuals represent 62.9% of total clients.
Top client categories% of clientsClients
1
Individuals
62.9%
105
2
HNWI
25.7%
43
3
Pension Plans
7.8%
13
4
Corporations
3.6%
6
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$213Mas of March 2, 2026
Discretionary75.5%
$161M
76% of total RAUM75.5%
Non-discretionary24.5%
$52M
24% of total RAUM24.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$213M
Total Accounts420
10Y AUM Change+$75M (+54.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee42:1
10Y Employee Change+1 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.