POUGHKEEPSIE, NYCRD 164345Latest ADV April 23, 2026
Marshall + Sterling Wealth Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Poughkeepsie, NY. Its latest Form ADV filing, dated April 23, 2026, reports $1.6B in regulatory assets under management, 15 employees, 1 office, and 1,536 accounts.
Assets Under Management
$1.6B
Employees
15
Offices
1 office
Total Clients
902
Primary office
POUGHKEEPSIE, NY
278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, United States
Top client segmentIndividuals represent 77.6% of total clients.
Top client categories% of clientsClients
1
Individuals
77.6%
700
2
Pension Plans
10.5%
95
3
HNWI
10.1%
91
4
Charitable
0.9%
8
5
Corporations
0.8%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.6Bas of April 23, 2026
Discretionary26.4%
$418M
26% of total RAUM26.4%
Non-discretionary73.6%
$1.2B
74% of total RAUM73.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.6B
Total Accounts1,536
10Y AUM Change+$1.5B (+1535.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee60:1
10Y Employee Change+6 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.