Alpha Wealth Management and Planning LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Novato, CA. Its latest Form ADV filing, dated March 26, 2026, reports $320M in regulatory assets under management, 8 employees, 3 offices, and 1,417 accounts.
Assets Under Management
$320M
Employees
8
Offices
3 offices
Total Clients
480
Primary office
NOVATO, CA
350 IGNACIO BLVD, SUITE 105, NOVATO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 50.2% of total clients.
Top client categories% of clientsClients
1
HNWI
50.2%
241
2
Individuals
48.3%
232
3
Corporations
0.8%
4
4
Pension Plans
0.4%
2
5
Charitable
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$320Mas of March 26, 2026
Discretionary96.9%
$310M
97% of total RAUM96.9%
Non-discretionary3.1%
$10M
3% of total RAUM3.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$320M
Total Accounts1,417
10Y AUM Change+$197M (+159.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee60:1
10Y Employee Change-1 (-11.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.